At Imperium Advisory, we specialize in SEC compliance for investment advisers and building governance, legal, and compliance frameworks for startups. Whether you’re navigating regulatory filings, structuring compliance programs, or preparing for an SEC examination, we provide tailored solutions to help you stay ahead of evolving regulations.

Our Mission

We believe compliance should be a strategic asset, not an obstacle. Our mission is to simplify complex regulatory challenges and deliver practical, business-focused solutions that enable investment firms and startups to scale with confidence.

Why Work With Us?

✔ SEC Compliance Expertise – Extensive experience advising investment advisers, private funds, and financial firms on SEC regulations, Form ADV filings, compliance programs, and risk management.

✔ Startup Governance & Legal Structuring – Proven track record in designing governance, compliance, and legal frameworks for high-growth startups, particularly in fintech, AI, and emerging tech sectors.

✔ Industry Connections & Insider Knowledge – Strong network across law firms, compliance consultancies, and the SEC, allowing us to provide insight-driven guidance.

Meet the Founder

Tye Merlo, Founder & Principal Advisor, brings hands-on experience in regulatory compliance, investment advisory governance, and startup legal structuring. With a background including ACA Group SoftBank, and Sands Capital, Tye has worked with some of the world’s leading investment firms and innovative startups, helping them navigate SEC compliance, regulatory filings, and risk frameworks. With an extensive network in the compliance, legal, and regulatory space, Imperium Advisory delivers solutions grounded in real-world insights and industry best practices.

Let’s Connect

Whether you're an investment adviser needing SEC compliance support or a startup looking to implement a scalable governance framework, we’re here to help. Talk to us today to see how Imperium Advisory can support your business.